Southwest Stage Funding LLC, Cascade Financial Services
  • Gilbert, AZ, USA
  • Full Time

Medical, Dental, Vision, Life, 401K


Compliance Specialist

Overview

Since first opening our doors in 1999, Cascade Financial Services has grown to become one of the most trusted lenders in the manufactured home lending industry. Our goal is to help thousands of families realize the dream of home ownership by offering mortgage loan solutions customized to the manufactured housing marketplace leveraging state-of-the-art business automation coupled with the most skilled professionals in the industry.  

As the Compliance Specialist, you will provide support to our Legal, Compliance and Audit Departments in ensuring the Company's compliance with applicable laws, especially laws governing the mortgage industry, and assisting the Company in responding to regulatory audits. 

Responsibilities:

  • Identifying areas of compliance risk/focus, assisting with internal and external audit responses and remediation processes, working with legal and business personnel to mitigate operational and compliance risks
  • Conducting spot audits of mortgage lending and servicing operations, including processes and documentation; serving as a first-line resource for servicing and origination -related compliance questions
  • Assisting with the company's compliance documentation, including policies and procedures
  • Assisting with compliance-related training as needed

Qualifications:

  • Bachelor's Degree
  • Mortgage industry experience
  • Driven and self-motivated with a strong desire for learning.
  • Excellent oral communication, interpersonal, writing and presentation skills
  • Strong research and analytical skills and experience
  • Ability to use Microsoft Office Products (in particular Word, Excel and PowerPoint)
  • Ability to communicate effectively with members of other departments in order to support their functions as well as to assist them in supporting the Legal, Compliance and Audit Departments.
Southwest Stage Funding LLC, Cascade Financial Services
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